Compliance

Corporate compliance is often viewed as a labyrinthine maze, navigable only by those who have the depth and breadth of expertise and experience.  

At the Althing Group, we have a robust compliance practice, helping meet our clients’ needs at various stages of their growth. Whether you’re expanding into new markets, seeking new investment or developing a new pharmaceutical product, our compliance practice can bring efficiency and speed to the process.

Cross Border Compliance

In a global market, separated only by national boundaries, a comprehensive regulatory strategy become a key success factor for any company.

We bring regulatory compliance expertise to every engagement.  From a startup issuing shares in a private placement, to a bank undergoing mandatory stress tests; from a small biotechnology company navigating the regulatory passages of the FDA, to an international company with investments in multiple countries, we help our clients navigate the complexities of regulatory requirements at every step.

At The Althing Group, our goal is to help our clients focus on their core competencies, while we manage their compliance requirements.

We bring a depth and breath of expertise to compliance requirements that allows us to provide accurate and timely advice, reducing the likelihood of interruption to the client’s business functions.

  • Import - Export Regulatory Compliance

    Even in a world with open markets and liberalized trade, importing from or exporting to a foreign market can be a daunting challenge for most small and medium sized companies.  We help you reach these markets and manufacturers.  We bring our decades of experience in these markets to help you rapidly establish successful and lasting relationships that will help your business thrive.

  • Cross Border Debt & Security Issuance

    Are you seeking to raise funds from an international market?  We have the knowledge and experience to help you navigate the capital markets across different markets.

  • Technology Licensing & Transfer

    Technology licensing is a complex field, and the added rigor of complying with the laws and regulations of multiple jurisdictions in differing cultural environments significantly adds to that burden.  We have the legal, business and cultural expertise to help you navigate these crucial decisions.

Corporate Governance

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Corporate governance can be interpreted in many different ways depending on the social, economic, political and corporate culture of company’s place of business. In a shrinking world, however, there is a need to develop and implement sound governance practices that can thrive in any setting.

Regulatory Compliance

The Althing Group’s robust regulatory compliance offerings focus on the financial services and information technology sectors, with capabilities reaching across three continents.  We have experience in medical device manufacturing, clinical trials, financial regulation and cross-border regulatory compliance.

FDA Compliance

  • Quality System Regulation (QSR) per 21 CFR Part 820
  • Medical device registration and Pre-Market Approval (PMA) consulting
  • Quality Assurance (QA) and Regulatory Affairs (RA) assistance

The Dodd-Frank Act Compliance

The Dodd Frank Act, passed in 2009, is the largest financial regulatory legislation enacted by the United States government since the Great Depression. With sweeping reforms, Dodd Frank impacts every corner of the financial services industry and the economy of the USA.

JOBS Act Compliance

Passed in 2012, the JOBS Act promises to transform the private and public equity markets providing more rapid and easier access to the public equity markets for early stage companies, as well as democratizing the fundraising process of startups through crowdfunding.